Kenneth N. Caldwell – Invirtua Advisory Board Legal Counsel

Kenneth N. Caldwell has been an Invirtua Advisory Board member since 2015, after serving as business attorney for Gary Jesch since around 1995,

Ken Caldwell is an attorney with over 25 years of legal, SEC compliance and corporate accounting experience in both domestic and international positions. His prior business and legal experience includes over 8 years with a Fortune 50 oil, gas and chemical company, where he concentrated on and provided oversight to internal control evaluation and Foreign Corrupt Practice Act (“FCPA”) compliance for approximately 85 worldwide companies. Mr. Caldwell subsequently became a partner in a Nevada law firm where he practiced in the areas of corporate and securities litigation, trademark and copyright protection, business entity formation, intellectual property litigation, real estate litigation, gaming and tax law.

Before joining McDowell Rice Smith & Buchanan, Mr. Caldwell served as in-house General Counsel for a software and technology company based in Delaware that licensed software and provide software-as-a-service for use in the online lending industry in the United States and the United Kingdom. In his capacity as General Counsel, he was involved in domestic and international ecommerce, ACH processing, emerging payment technology, electronic payment processing, software licensing, SAAS Agreements, specialty credit reporting, online lead generation, international tax structures, and State, Federal and United Kingdom consumer finance regulations.  Mr. Caldwell also served as in-house General Counsel for a company with diversified interests as an ACH processor, multi-location international call center, and technology development group.

In addition to the above areas, Mr. Caldwell advises clients on state and federal consumer finance laws including Federal Trade Commission (“FTC”) and Consumer Financial Protection Bureau (“CFPB”) compliance issues. Mr. Caldwell is licensed to practice law in the States of Missouri, Colorado, Nevada and Tennessee.

He joined the Invirtua Advisory Board to assist with copyright, contracts and trademarks, along with corporate operations.

Mr. Caldwell obtained his J.D. from the University of Denver College of Law. He holds a B.S. Degree in Business Administration from the University of Kansas and has taken classes towards an LLM in International Tax and Financial Services from the Thomas Jefferson Law School. Mr. Caldwell is admitted to the State Bars of Nevada, Colorado, Tennessee, and Missouri. He has also been admitted to the State Bar of Delaware to serve in an in-house counsel position in that State, and at one time had a CPA license in the State of Texas which is no longer active.

Link to his website for the Caldwell Law Firm

Share This